Janet Burns joined Ancora in 2014. She is currently responsible for monitoring employee trading, electronic communications, gifts and entertainment, political contributions, recordkeeping requirements and project management.
Before joining The Ancora Group, Janet served over 15 years at KeyBanc Capital Markets, Inc. Her responsibilities as a Senior Risk Control Analyst in the KBCM Compliance Control Room since 2011 focused on material non-public data and conflict management, information barriers, governance and risk control testing, disposition of trade requests, new hire personal investment policy training, monthly reporting and project management.
Prior to 2011, Janet was a Senior Business Analyst in the Equity Research Department of KeyBanc Capital Markets, Inc. She executed strategic objectives for the Head of Equity Research including; compliance and risk management working with internal risk auditors to establish best practices for the department, record retention for public appearances, analyst purchase/sale requests, AXS-email review, tracking corporate compliance testing and firm element training for the department.
Janet graduated with honors from Indiana Wesleyan University with a Bachelor of Science degree in Accounting. She currently holds the Series 7 and Series 63 licenses.