Chief Operating Officer
As Chief Operating Officer of Ancora, Joe oversees the firm’s operations for its various divisions with responsibilities including technology, trading and sales support. Joe also acts as the Chief Compliance Officer of the Ancora Trust, which oversees all compliance policies and procedures for the Ancora family of mutual funds. In his previous role as Chief Compliance Officer of the firm as a whole, Joe oversaw all compliance matters for all of the firm’s subsidiaries. Joe oversaw Ancora’s day-to-day operations prior to his compliance role.
Since his arrival in 2003, his responsibilities have ranged from administering the firm’s portfolio accounting system to heading up the equity trade desk. Joe previously worked at American Express in the company’s Finance and Money Management division. Joe earned a Bachelor of Science degree with majors in Finance & Marketing and a minor in Business Legal Studies from Miami University. He also earned an MBA from Case Western Reserve University’s Weatherhead School of Management. He holds FINRA Series 7, 24, 4, 55, & 66 licenses.