Kim L. Oeder
President, Inverness Securities LLC
Mr. Oeder joined Ancora in 2018 and currently serves as President of Inverness Securities LLC, Ancora’s affiliated broker dealer. Previously, Kim also served as Chief Compliance Officer of the broker dealer. In his current capacity, he helps oversee the daily operations and compliance measures for the broker dealer. His responsibilities include supporting the registration needs, aiding in regulatory reporting requirements and internal compliance controls. Kim also assists the compliance team by lending his experience and talent towards regulatory and compliance service needs for Ancora’s four affiliated registered investment advisors and its insurance agency.
Prior to joining Ancora, Mr. Oeder spent 22 years at Key Corp in various compliance and management roles. Notably, Kim served as CCO for Victory Capital Advisers and oversaw all aspects of operating the Broker Dealer, to include AML and OFAC officer for both Victory and the Victory Funds. He developed in-house compliance and continuing education programs while handling marketing review for all of Victory Capital. He also performed due diligence on firms within the distribution network for the Victory Funds. While at Key, Kim also held management positions with McDonald Investments, Key Investments, and Key Bank Corporate Compliance, where he was also a Code of Ethics officer. Kim started his investment career in 1995 with Prudential Insurance/Securities in a sales role. Prior to his financial services career, Kim worked for General Foods in product development and quality assurance.
Kim graduated from Bowling Green State University where he earned a Bachelor of Business Administration with a major in Finance. Kim is a FINRA registered representative and licensed principal. He also holds an Ohio Life, Health and Variable Annuity Insurance license and the Chartered Retirement Planning Counselor designation. In addition, Mr. Oeder is a licensed United States Coast Guard captain and operated a successful charter business on Lake Erie for over 25 years.